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Richard Spraker
46 Years of Experience
Durango, CO
2 DisclosuresBroker
Richard Spraker is a registered investment advisor at Wells Fargo Advisors, based in Durango, CO, with 46 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Durango, CO
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2014Settled
Customer Dispute
March 1991Settled
Other Business Activities
Richard serves as a trustee for a family trust, a role he has held since 1930. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
August 2025 - Present · 9 mos
Wells Fargo Advisors
August 2025 - Present · 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2025 - Present · 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - August 2025 · 22 yrs 1 mo
Wells Fargo Advisors
July 2003 - August 2025 · 22 yrs 1 mo
Prudential Securities Incorporated
March 1998 - July 2003 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
September 1993 - July 2003 · 9 yrs 10 mos
Everen Securities, INC.Broker
September 1990 - September 1993 · 3 yrs
Bateman Eichler, Hill Richards, IncorporatedBroker
May 1982 - September 1990 · 8 yrs 4 mos
Shearson, Hammill & CO., IncorporatedBroker
October 1969 - October 1972 · 3 yrs
State Registrations22 states
AKAZCACOFLHIIDILKSMAMIMNNCNMNVNYORSCTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.