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Rowena Lacuesta

Wells Fargo Advisors
30 Years of Experience
Newport Beach, CA
1 DisclosureBroker
View SEC Summary
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Rowena Lacuesta is a registered investment advisor at Wells Fargo Advisors, based in Newport Beach, CA, with 30 years of industry experience. Rowena is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

450 Newport Center Dr, Suite 595 5th Fl, Newport Beach, CA, 92660

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History

Regulatory History (1)
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Criminal
December 1986
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
August 2025 - Present · 1 yr 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Wells Fargo Advisors
April 2011 - August 2025 · 14 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
March 2006 - August 2025 · 19 yrs 5 mos
Citigroup Global Markets INC.Broker
July 2001 - March 2006 · 4 yrs 8 mos
Fimat USA, INC.Broker
November 1997 - July 2001 · 3 yrs 8 mos
Dean Witter Reynolds INC.Broker
February 1997 - November 1997 · 9 mos
Toluca Pacific Securities CORP.Broker
June 1996 - January 1997 · 7 mos
State Registrations22 states
AKAZCACOFLHIIDILKSMAMIMNNCNMNVNYORSCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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