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Eric Spraker

31 Years of Experience
Newport Beach, CA
1 DisclosureBroker

Eric Spraker is a registered investment advisor at Wells Fargo Advisors, based in Newport Beach, CA, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

450 Newport Center Dr, Suite 595 5th Fl, Newport Beach, CA, 92660

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2014
Settled
Other Business Activities

Eric plays guitar in a music band called Dadbod in Newport Beach, CA. This activity, which started in April 2025, takes about 10-20% of his time and does not occur during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
August 2025 - Present · 9 mos
Wells Fargo Advisors
August 2025 - Present · 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - August 2025 · 22 yrs 1 mo
Wells Fargo Advisors
July 2003 - August 2025 · 22 yrs 1 mo
Prudential Securities Incorporated
July 1997 - July 2003 · 6 yrs
Prudential Securities IncorporatedBroker
December 1994 - July 2003 · 8 yrs 7 mos
Baraban Securities, INC.Broker
May 1994 - January 1995 · 8 mos
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Spraker - Financial Advisor | TrueAdvisor