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Stanley Crouch

41 Years of Experience
Westport, CT
3 DisclosuresBroker

Stanley Crouch is a registered investment advisor at Aegis Capital CORP., based in Westport, CT, with 41 years of industry experience. Stanley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
100 advisors
Number of Clients
3,083 clients
Average Client Portfolio
$577K average
Assets Under Management
$1.8B

Fee Structure

Investment management only (planning not offered)

Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.

If most transaction costs are charged to you:

  • First $250,000 - maximum 2.50% per year
  • Next $750,000 - maximum 2.25% per year
  • Over $1,000,000 - maximum 2.00% per year

If most transaction costs are charged to Aegis:

  • First $250,000 - maximum 3.00% per year
  • Next $750,000 - maximum 2.75% per year
  • Over $1,000,000 - maximum 2.50% per year

The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.

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Location

156 Kings Highway North, 1st Floor, Westport, CT, 06880

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History

Regulatory History (3)
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Judgment / Lien
April 2023
Judgment / Lien
May 2022
Customer Dispute
January 2013
Settled
Employment History
Current Registrations
Aegis Capital CORP.
August 2011 - Present · 14 yrs 9 mos
Aegis Capital CORP.Broker
July 2011 - Present · 14 yrs 10 mos
Previous Registrations
Herbert J. Sims & CO. INC.Broker
July 1999 - August 2011 · 12 yrs 1 mo
The Gms Group, L.L.C.Broker
January 1990 - July 1999 · 9 yrs 6 mos
Mabon, Nugent & CO.Broker
November 1989 - January 1990 · 2 mos
Herbert J. Sims & CO. INC.Broker
June 1984 - November 1989 · 5 yrs 5 mos
State Registrations13 states
CACTFLMANJNYOHPAPRRITXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.