David Gershoni
David Gershoni is a registered investment advisor at Aegis Capital CORP., based in Westport, CT, with 34 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
156 Kings Highway North, 1st Floor, Westport, CT, 06880
Get directionsHistory
Regulatory History (5)
Employment Separation After Allegations
March 2022Customer Dispute
November 2003Customer Dispute
June 2002Customer Dispute
March 2002Customer Dispute
January 2002Other Business ActivitiesSells Insurance
David works as an agent/producer for ACC Agency, Inc., a general insurance agency. He dedicates a few hours per week to this investment-related activity.
Employment History
Current Registrations
Aegis Capital CORP.Broker
Aegis Capital CORP.
Aegis Capital CORP.
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ids Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.