Gerard Betts
Gerard Betts is a registered investment advisor at LPL Financial LLC, based in Massapequa, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Massapequa, NY
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 2012Other Business ActivitiesSells Insurance
Gerard is an agent for life and health insurance. He also serves as a trustee for Knecht Trusts.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Northeast Securities, LLCBroker
Northeast Asset Management LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
JonestradingBroker
Bear, Stearns & CO. INC.Broker
Execution Services IncorporatedBroker
Dunlevy & CO., IncorporatedBroker
Mabon, Nugent & CO.Broker
Morgan Stanley & CO., IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.