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JK
CFP
JK
CFP

Joseph Koehler

LPL Financial LLC
33 Years of Experience
Garden City, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Koehler is a CFP-designated registered investment advisor at LPL Financial LLC, based in Garden City, NY, with 33 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

910 Franklin Ave Ste 210, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph operates under WG Financial and Crisona Financial, selling life insurance, fixed annuities, and long-term care insurance. He also provides investment advisory services through Private Advisor Group, dedicating nearly full-time hours to this activity, and spends minimal time on other ventures like notary services and a technology company.

Employment History
Current Registrations
LPL Financial LLC
March 2014 - Present · 12 yrs 7 mos
Private Advisor Group, LLC
November 2013 - Present · 12 yrs 11 mos
LPL Financial LLC
May 2005 - Present · 21 yrs 5 mos
LPL Financial LLCBroker
May 2005 - Present · 21 yrs 5 mos
Previous Registrations
Pruco Securities, LLC.Broker
May 1999 - April 2005 · 5 yrs 11 mos
Oppenheimer & Close, INC.Broker
October 1996 - April 1999 · 2 yrs 6 mos
J.P. Morgan Securities INC.Broker
March 1996 - October 1996 · 7 mos
Prudential Securities IncorporatedBroker
March 1993 - January 1996 · 2 yrs 10 mos
State Registrations12 states
AZCACOCTFLNCNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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