Richard Kasparian
Richard Kasparian is a registered investment advisor at LPL Financial LLC, based in Garden City, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
100 Garden City Plaza Ste 204, Garden City, NY, 11530-3207
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2001Other Business Activities
Richard operates under the DBA Garden City Financial Group since 2009.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Benchmark Securities Group, INC.Broker
Gilford Securities IncorporatedBroker
Coleman & Company Securities, INC.Broker
Lcp Capital CORP.Broker
Shamrock Partners, LTDBroker
J.W. Barclay & CO., INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.