Philip Arnheiter
Philip Arnheiter is a registered investment advisor at LPL Financial LLC, based in Red Bank, NJ, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10 Broad St., Suite 202, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2016Customer Dispute
January 2015Customer Dispute
October 2014Customer Dispute
September 2002Other Business Activities
Philip operates Gladstone Advisors as a DBA for his LPL business and owns real estate rental property. He also works as an actor and is a charter boat captain through his LLC, spending about 10-20% of his time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Prudential Securities IncorporatedBroker
First Fidelity Brokers, INC.Broker
Wall Street Clearing CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.