Mark Walton
Mark Walton is a CFP-designated registered investment advisor at M Holdings Securities, INC., based in San Juan Capistrano, CA, with 39 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
San Juan Capistrano, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is involved in several business activities, including financial services through Walton Financial Consulting, nutrition sales as an independent distributor for Unicity, and serving as Vice President at North American Client Services, Inc. He also holds positions at NAHS Holding, Inc. and Fortis Assurance, Inc., and is a trustee for The Walton Family Trust, as well as an advisor for M Benefit Solutions. Mark's activities include fixed insurance, group benefits, annuities, LTC, and disability, and he assists in identifying needs for life insurance.
Employment History
Current Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
Alvarez & Marsal Securities, LLCBroker
M Holdings Securities, INC.Broker
M Holdings Securities, INC.
NFP Securities, INC.
NFP Securities, INC.Broker
Bg Worldwide Securities, INC.Broker
The Leaders Group, INC.Broker
Smith Barney INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Christopher Weil & Company, INCBroker
First Affiliated Securities, INC.Broker
Connecticut Mutual Financial Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.