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Thomas Sanders

First Financial Services, LLC
29 Years of Experience
Little Rock, AR
1 DisclosureBrokerSells Insurance
View SEC Summary
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Thomas Sanders is a registered investment advisor at First Financial Services, LLC, based in Little Rock, AR, with 29 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 91 clients with $100M in assets under management.

First Financial Services, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
91 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$103.2M

Fee Structure

Minimum Investment:$5M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Annual portfolio management fees generally range from 0.40% to 1.25% of assets managed. Fees are negotiable based on client circumstances, account size, and portfolio complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1509 Mart Drive, Suite B, Little Rock, AR, 72202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is a registered investment advisor and CEO at First Financial Services, LLC, dedicating about half his time to operational duties. He also serves as president of Sanders Financial, Inc. and Reunion Associates, Inc., the latter involving the sale of fixed life, health, and disability insurance, taking about a quarter of his time.

Employment History
Current Registrations
First Financial Services, LLC
April 2024 - Present · 2 yrs 7 mos
M. S. Howells & CO.Broker
November 2018 - Present · 8 yrs
Previous Registrations
First Financial Services, LLC
March 2024 - March 2024 · 0 mos
Sowell Management
November 2018 - March 2024 · 5 yrs 4 mos
Cambridge Investment Research, INC.Broker
December 2011 - November 2018 · 6 yrs 11 mos
Cambridge Investment Research Advisors, INC.
December 2011 - November 2018 · 6 yrs 11 mos
Centaurus Financial, INC.
October 2002 - December 2011 · 9 yrs 2 mos
Centaurus Financial, INC.Broker
October 2002 - December 2011 · 9 yrs 2 mos
Cambridge Investment Reserarch, INC.
January 2001 - October 2002 · 1 yr 9 mos
Cambridge Investment Research, INC.Broker
January 2001 - October 2002 · 1 yr 9 mos
Eneric Financial Services, INC.Broker
March 1997 - December 2000 · 3 yrs 9 mos
State Registrations29 states
ARAZCACODCFLIAILINKSKYLAMDMNMOMSNCNENMNVNYOKORSCTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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