Thomas Sanders
Thomas Sanders is a registered investment advisor at First Financial Services, LLC, based in Little Rock, AR, with 28 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 93 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
First Financial Services charges a fee based on a percentage of the assets they manage in your account. The exact percentage is determined on a case-by-case basis, considering factors like the size and complexity of your account. Generally, these fees range from 1.00% to 2.00% per year. The specific fee will be agreed upon before you sign an advisory agreement. There is no charge for financial planning.
Location
1509 Mart Drive, Suite B, Little Rock, AR, 72202
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2013Other Business ActivitiesSells Insurance
Thomas is a registered investment advisor and CEO at First Financial Services, LLC, dedicating about half his time to operational duties. He also serves as president of Sanders Financial, Inc. and Reunion Associates, Inc., the latter involving the sale of fixed life, health, and disability insurance, taking about a quarter of his time.
Employment History
Current Registrations
First Financial Services, LLC
M. S. Howells & CO.Broker
Previous Registrations
First Financial Services, LLC
Sowell Management
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Cambridge Investment Reserarch, INC.
Cambridge Investment Research, INC.Broker
Eneric Financial Services, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.