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CFP

Michael Cartwright

Raymond James Financial Services Advisors, INC
40 Years of Experience
Chattanooga, TN
2 DisclosuresBroker
View SEC Summary
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Michael Cartwright is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chattanooga, TN, with 40 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6150 Shallowford Road, Suite 106, Chattanooga, TN, 37421

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2026
Denied
Customer Dispute
April 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael advises clients on investments and financial planning for Lawson Winchester Wealth Management, dedicating minimal time. He is also an independent financial advisor of Raymond James Financial, dedicating nearly full-time hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2014 - Present · 11 yrs 10 mos
Raymond James Financial Services, INC.Broker
December 2014 - Present · 11 yrs 10 mos
Previous Registrations
LPL Financial LLC
May 2001 - December 2014 · 13 yrs 7 mos
LPL Financial LLCBroker
September 1993 - December 2014 · 21 yrs 3 mos
Amsouth Investment Services, INC.Broker
February 1993 - September 1993 · 7 mos
Marketing One Securities, INC.Broker
January 1990 - April 1993 · 3 yrs 3 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
February 1987 - May 1988 · 1 yr 3 mos
American Express Financial Advisors INC.Broker
July 1984 - January 1987 · 2 yrs 6 mos
Ids Financial Services INC.Broker
July 1984 - December 1986 · 2 yrs 5 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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