MC
CFP
MC
CFP

Michael Cartwright

39 Years of Experience
Chattanooga, TN
1 DisclosureBroker

Michael Cartwright is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chattanooga, TN, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

6150 Shallowford Road, Suite 106, Chattanooga, TN, 37421

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2007
Denied
Other Business Activities

Michael advises clients on investments and financial planning for Lawson Winchester Wealth Management, dedicating minimal time. He is also an independent financial advisor of Raymond James Financial, dedicating nearly full-time hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2014 - Present · 11 yrs 5 mos
Raymond James Financial Services, INC.Broker
December 2014 - Present · 11 yrs 5 mos
Previous Registrations
LPL Financial LLC
May 2001 - December 2014 · 13 yrs 7 mos
LPL Financial LLCBroker
September 1993 - December 2014 · 21 yrs 3 mos
Amsouth Investment Services, INC.Broker
February 1993 - September 1993 · 7 mos
Marketing One Securities, INC.Broker
January 1990 - April 1993 · 3 yrs 3 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
February 1987 - May 1988 · 1 yr 3 mos
American Express Financial Advisors INC.Broker
July 1984 - January 1987 · 2 yrs 6 mos
Ids Financial Services INC.Broker
July 1984 - December 1986 · 2 yrs 5 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Cartwright - Financial Advisor | TrueAdvisor