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GM

Gregory Mcguire

31 Years of Experience
Chattanooga, TN
2 DisclosuresBrokerSells Insurance

Gregory Mcguire is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chattanooga, TN, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

412 Georgia Ave, Suite 236, Chattanooga, TN, 37403

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2005
Settled
Customer Dispute
May 2002
Settled
Other Business ActivitiesSells Insurance

Gregory is an independent insurance broker since 2017, dedicating a few hours per week to this activity. He also works as a financial advisor and registered representative at SmartBank, taking about half of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2014 - Present · 11 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - November 2014 · 1 yr 9 mos
Raymond James & Associates, INC.
February 2013 - November 2014 · 1 yr 9 mos
Morgan Keegan & Company, INC.
December 2006 - February 2013 · 6 yrs 2 mos
Morgan Keegan & Company, INC.Broker
December 2006 - February 2013 · 6 yrs 2 mos
Securities America Advisors, INC.
January 2004 - December 2006 · 2 yrs 11 mos
Securities America, INC.Broker
December 2003 - December 2006 · 3 yrs
Veravest Investments, INC.Broker
May 2003 - December 2003 · 7 mos
Raymond James Financial Services, INC.Broker
February 2002 - May 2003 · 1 yr 3 mos
Raymond James & Associates, INC.Broker
December 1995 - February 2002 · 6 yrs 2 mos
Dean Witter Reynolds INC.Broker
May 1989 - February 1991 · 1 yr 9 mos
State Registrations15 states
ALFLGAILKYMAMSNCNMNYSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.