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Sydney Tindall

Raymond James Financial Services Advisors, INC
27 Years of Experience
Chattanooga, TN
2 DisclosuresBroker
View SEC Summary
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Sydney Tindall is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chattanooga, TN, with 27 years of industry experience. Sydney is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

801 Broad Street, Chattanooga, TN, 37402

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Closed-No Action
Customer Dispute
April 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sydney is a Vice President at Pinnacle Asset Management and Pinnacle Financial Partners, dedicating about half their time to each. Sydney also has an ownership stake in Stonecrest Properties LLC, requiring minimal time, and supports The Tindall Team with branding and marketing.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2016 - Present · 10 yrs 5 mos
Raymond James Financial Services, INC.
May 2016 - Present · 10 yrs 5 mos
Raymond James Financial Services, INC.Broker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Raymond James & Associates, INC.
February 2013 - May 2016 · 3 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - May 2016 · 3 yrs 3 mos
Morgan Keegan & Company, INC.
February 2004 - February 2013 · 9 yrs
Morgan Keegan & Company, INC.
February 2004 - February 2004 · 0 mos
Morgan Keegan & Company, INC.Broker
February 2004 - February 2013 · 9 yrs
Suntrust Securities, INC.
May 2003 - February 2004 · 9 mos
Suntrust Securities, INC.Broker
March 2003 - February 2004 · 11 mos
NationssecuritiesBroker
September 1993 - June 1995 · 1 yr 9 mos
Mid-South Securities, INC.Broker
August 1988 - August 1989 · 1 yr
Johnson, Lane, Space, Smith & CO., INC.Broker
November 1986 - June 1988 · 1 yr 7 mos
State Registrations24 states
AKALARCACOCTFLGAINKSKYLAMDMSNCNYORRISCTNTXVAVTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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