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Michael Burroughs

39 Years of Experience
Chattanooga, TN
1 DisclosureBroker

Michael Burroughs is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chattanooga, TN, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

7213 Noah Reid Rd, Suite 101, Chattanooga, TN, 37421

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1996
Settled
Other Business Activities

Michael is a branch manager and financial advisor at Burrroughs Keasler Investment Partners since 2018. He dedicates minimal time to this role.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2018 - Present · 8 yrs 1 mo
Raymond James Financial Services Advisors, INC
August 2018 - Present · 8 yrs 1 mo
Raymond James Financial Services, INC.
August 2018 - Present · 8 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
August 2009 - August 2018 · 9 yrs
Wells Fargo Advisors Financial Network, LLCBroker
August 2009 - August 2018 · 9 yrs
Wells Fargo Advisors, LLC
January 2008 - August 2009 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - August 2009 · 1 yr 7 mos
A. G. Edwards & Sons, INC.
January 2006 - January 2008 · 2 yrs
A. G. Edwards & Sons, INC.Broker
June 1994 - January 2008 · 13 yrs 7 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
February 1990 - June 1994 · 4 yrs 4 mos
Prudential-Bache Securities INC.Broker
June 1988 - March 1990 · 1 yr 9 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
March 1987 - June 1994 · 7 yrs 3 mos
American Express Financial Advisors INC.Broker
April 1986 - March 1987 · 11 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Burroughs - Financial Advisor | TrueAdvisor