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John Martin

Raymond James & Associates, INC.
42 Years of Experience
Austin, TX
1 DisclosureBroker
View SEC Summary
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John Martin is a registered investment advisor at Raymond James & Associates, INC., based in Austin, TX, with 42 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6034 West Courtyard Drive, Suite 305, Austin, TX, 78730

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1997
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John has a 67% ownership in 3819 Southway LLC since 2015, dedicating minimal time. He is also a passive investor in KST Oil LLC since 2015, with no active duties.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2018 - Present · 8 yrs 6 mos
Raymond James & Associates, INC.
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - April 2018 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLC
January 2008 - April 2018 · 10 yrs 3 mos
A. G. Edwards & Sons, INC.
November 2002 - January 2008 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
October 1989 - January 2008 · 18 yrs 3 mos
Rauscher Pierce Refsnes, INC.Broker
February 1988 - November 1989 · 1 yr 9 mos
Dean Witter Reynolds INC.Broker
September 1984 - March 1988 · 3 yrs 6 mos
State Registrations42 states
AKALARAZCACODCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNHNMNVNYOHOKORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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