Daniel Apple
Daniel Apple is a CFP-designated registered investment advisor at Apple & Associates, based in Grass Valley, CA, with 41 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 247 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $7.0M | 0.75% |
| $7.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees for assets over $10 million are negotiable.
Fee Estimator
Location
565 Brunswick Road, Suite 8, Grass Valley, CA, 95945
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2018Other Business ActivitiesSells Insurance
Daniel is an insurance sales agent with Asset Marketing Systems Insurance Services, LLC since 2002. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Apple & Associates
Previous Registrations
Foothill Securities, INC.Broker
LPL Financial LLCBroker
Financial Telesis INCBroker
Apple & Associates
Associated Securities CORP.
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Financial Network Investment CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.