Timothy Schwertmann
Timothy Schwertmann is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in St Louis, MO, with 41 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
St Louis, MO
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 1996Other Business ActivitiesSells Insurance
Timothy co-owns Y-Not Party Bus, LLC, and owns Insurance Benefits and Investment Solutions, where he sells and services fixed insurance products. He also works as an independent insurance agent, sells life settlements, and owns rental property, dedicating minimal time to the latter.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
John Hancock Distributors, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.