Michael Sullivan
Michael Sullivan is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Vero Beach, FL, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Vero Beach, FL
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Regulatory History (1)
Regulatory
January 1989Other Business Activities
Michael is a partner in a real estate/home refurbishment business and holds leadership positions in several golf-related organizations, including the Metropolitan Golf Association and the Long Island Caddy Scholarship. He also acts as an advisor for Dryvebox Inc, a golf simulator technology company, dedicating a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Banc of America Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.