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Michael Sullivan

Stifel, Nicolaus & Company, Incorporated
42 Years of Experience
Garden City, NY
1 DisclosureBroker
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Michael Sullivan is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Garden City, NY, with 42 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1225 Franklin Avenue, Suite 150, Garden City, NY, 11530

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History

Regulatory History (1)
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Regulatory
January 1989
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is a partner in a real estate/home refurbishment business and holds leadership positions in several golf-related organizations, including the Metropolitan Golf Association and the Long Island Caddy Scholarship. He also acts as an advisor for Dryvebox Inc, a golf simulator technology company, dedicating a few hours per week.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
November 2013 - Present · 12 yrs 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 2013 - Present · 12 yrs 11 mos
Previous Registrations
Banc of America Securities LLCBroker
January 2009 - November 2010 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1985 - November 2013 · 28 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1984 - November 2013 · 29 yrs 3 mos
State Registrations40 states
ALARAZCACOCTDCDEFLGAIAILINKYLAMAMDMEMIMOMTNCNHNJNMNVNYOHPARISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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