JT
JT
John Talley
37 Years of Experience
Birmingham, AL
3 DisclosuresBroker
John Talley is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2900 Highway 280, Suite 100, Birmingham, AL, 35223
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010Settled
Customer Dispute
February 2010Dismissed
Customer Dispute
January 2010Settled
Other Business Activities
John is the proprietor/owner of Mulberry Creek Farm, a personal tree farm, since 2019. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
June 2007 - February 2013 · 5 yrs 8 mos
Morgan Keegan & Company, INC.Broker
February 2000 - February 2013 · 13 yrs
J.C. Bradford & CO.Broker
November 1996 - February 2000 · 3 yrs 3 mos
Morgan Keegan & Company, INC.Broker
May 1988 - November 1996 · 8 yrs 6 mos
State Registrations10 states
ALAZDCFLGALAMDMSNYTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.