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Gregory Simon is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
10960 Wilshire Boulevard, Suite 2000, Los Angeles, CA, 90024
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Regulatory History (1)
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Customer Dispute
September 2000Denied
Other Business Activities
Gregory is involved with three trusts in Malibu, CA since 2003. He spends minimal time on these activities.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
June 2003 - June 2009 · 6 yrs
Citigroup Global Markets INC.Broker
June 2003 - June 2009 · 6 yrs
Oppenheimer Asset Management INC.
April 2003 - June 2003 · 2 mos
Fahnestock & CO. INC.Broker
January 2003 - June 2003 · 5 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
July 1997 - January 2003 · 5 yrs 6 mos
Cibc World Markets CORP.Broker
January 1990 - January 2003 · 13 yrs
Shearson Lehman Hutton INC.Broker
August 1984 - February 1990 · 5 yrs 6 mos
State Registrations52 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.