Carlos Alcaine
Carlos Alcaine is a registered investment advisor at D.A. Davidson & CO., based in Roseville, CA, with 41 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2901 Douglas Blvd., Suite 255, Roseville, CA, 95661
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 1987Other Business Activities
Carlos is the President of Treelake Village Master Home Owners Association since 2018 and the Vice President of Wexford Homeowners Association since April 2024. He dedicates minimal time to each of these non-investment related activities.
Employment History
Current Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Previous Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Sutro & CO. IncorporatedBroker
Painewebber IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
Shearson Lehman Hutton INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.