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Steven Stahlberg
44 Years of Experience
Plano, TX
5 DisclosuresBroker
Steven Stahlberg is a registered investment advisor at D.A. Davidson & CO., based in Plano, TX, with 44 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
5601 Granite Parkway, Suite 560, Plano, TX, 75024
Get directionsHistory
Regulatory History (5)
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Customer Dispute
July 2016Closed-No Action
Customer Dispute
April 2003Denied
Customer Dispute
April 1994Settled
Customer Dispute
April 1994Settled
Customer Dispute
January 1991Settled
Employment History
Current Registrations
D.A. Davidson & CO.Broker
January 2019 - Present · 7 yrs 4 mos
D.A. Davidson & CO.
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Hilltop Securities INC.Broker
December 2015 - February 2019 · 3 yrs 2 mos
Hilltop Securities INC.
December 2015 - February 2019 · 3 yrs 2 mos
Mutual Securities, INC.Broker
November 2013 - December 2015 · 2 yrs 1 mo
Beverly Hills Wealth Management, LLC
June 2012 - January 2016 · 3 yrs 7 mos
Robert W. Baird & CO. Incorporated
July 2008 - January 2012 · 3 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
July 2008 - January 2012 · 3 yrs 6 mos
Morgan Stanley & CO. Incorporated
October 2007 - June 2008 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
October 2007 - June 2008 · 8 mos
Wachovia Securities, LLC
March 2000 - October 2007 · 7 yrs 7 mos
Wachovia Securities, LLCBroker
April 1994 - October 2007 · 13 yrs 6 mos
Shearson Lehman Hutton INC.Broker
February 1988 - March 1988 · 1 mo
Prudential Securities IncorporatedBroker
February 1988 - April 1994 · 6 yrs 2 mos
E. F. Hutton & Company INCBroker
January 1981 - February 1988 · 7 yrs 1 mo
State Registrations3 states
ARCALA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.