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Steven Stahlberg
45 Years of Experience
Roseville, CA
5 DisclosuresBroker
Steven Stahlberg is a registered investment advisor at D.A. Davidson & CO., based in Roseville, CA, with 45 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
695 advisors
IM Fee
Planning only
Assets Under Management
$41.8B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
- Financial planning services — generally ranges from $1,500 to $15,000 or more depending on the complexity of the client's financial circumstances and local market considerations.
One-Time Plan:$1,500 - $15,000
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Location
2901 Douglas Blvd., Suite 255, Roseville, CA, 95661
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2016Closed-No Action
Customer Dispute
April 2003Denied
Customer Dispute
April 1994Settled
Customer Dispute
April 1994Settled
Customer Dispute
January 1991Settled
Employment History
Current Registrations
D.A. Davidson & CO.Broker
January 2019 - Present · 7 yrs 9 mos
D.A. Davidson & CO.
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Hilltop Securities INC.Broker
December 2015 - February 2019 · 3 yrs 2 mos
Hilltop Securities INC.
December 2015 - February 2019 · 3 yrs 2 mos
Mutual Securities, INC.Broker
November 2013 - December 2015 · 2 yrs 1 mo
Beverly Hills Wealth Management, LLC
June 2012 - January 2016 · 3 yrs 7 mos
Robert W. Baird & CO. Incorporated
July 2008 - January 2012 · 3 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
July 2008 - January 2012 · 3 yrs 6 mos
Morgan Stanley & CO. Incorporated
October 2007 - June 2008 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
October 2007 - June 2008 · 8 mos
Wachovia Securities, LLC
March 2000 - October 2007 · 7 yrs 7 mos
Wachovia Securities, LLCBroker
April 1994 - October 2007 · 13 yrs 6 mos
Shearson Lehman Hutton INC.Broker
February 1988 - March 1988 · 1 mo
Prudential Securities IncorporatedBroker
February 1988 - April 1994 · 6 yrs 2 mos
E. F. Hutton & Company INCBroker
January 1981 - February 1988 · 7 yrs 1 mo
State Registrations3 states
ARCALA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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