Jeffrey Katz is a ChFC-designated registered investment advisor at Spc, based in Hopedale, MA, with 38 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
Hopedale, MA
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Regulatory History (1)
Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Jeffrey is a licensed life insurance agent selling life insurance, disability income, long-term care, and fixed annuities under the name Katz Financial Services. This takes nearly full-time hours.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
1717 Capital Management Company
1717 Capital Management CompanyBroker
Equity Services, INC.Broker
Berkshire Equity Sales, INC.Broker
Nml Equity Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.