Robert Jacobs

41 Years of Experience

Westlake Village, CA

1 DisclosureBroker

Robert Jacobs is a registered investment advisor at Morgan Stanley, based in Westlake Village, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

23050 advisors

IM Fee

Planning only

Assets Under Management

$1650.0B

Fee Structure

Investment management only (planning not offered)

Annual Retainer:Up to $500,000/year

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Location

100 North Westlake Boulevard, Suite 200, Westlake Village, CA, 91362

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

February 2008

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Morgan Stanley

June 2009 - Present · 16 yrs 11 mos

Morgan Stanley

June 2009 - Present · 16 yrs 11 mos

Morgan StanleyBroker

June 2009 - Present · 16 yrs 11 mos

Previous Registrations

Citigroup Global Markets INC.Broker

August 2006 - June 2009 · 2 yrs 10 mos

Citigroup Global Markets INC.

August 2006 - June 2009 · 2 yrs 10 mos

UBS Financial Services INC.

July 1996 - August 2006 · 10 yrs 1 mo

UBS Financial Services INC.Broker

January 1994 - August 2006 · 12 yrs 7 mos

Prudential Securities IncorporatedBroker

March 1987 - February 1994 · 6 yrs 11 mos

Drexel Burnham Lambert IncorporatedBroker

May 1985 - March 1987 · 1 yr 10 mos

Shearson Lehman Brothers INC.Broker

October 1984 - June 1985 · 8 mos

State Registrations35 states

AKALAZCACOCTDCDEFLGAHIIDILINKSLAMAMDMIMNMONCNJNMNVNYOHOKORPATNTXUTVAWA

AdvisorBrokerBoth

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Exams

No exam information available for this advisor.

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