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CFP

Barry Gassman

Spc
41 Years of Experience
Fort Myers, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Barry Gassman is a CFP-designated registered investment advisor at Spc, based in Fort Myers, FL, with 41 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.

Spc
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
474 advisors
Number of Clients
30,916 clients
Average Client Portfolio
$197K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Fort Myers, FL

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History

Regulatory History (1)
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Criminal
January 1981
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Barry sells all lines of insurance through various insurance companies under the trade name Gassman Financial. This activity takes nearly a full-time commitment.

Employment History
Current Registrations
Spc
July 2002 - Present · 24 yrs 3 mos
Sigma Financial CorporationBroker
July 1995 - Present · 31 yrs 3 mos
Previous Registrations
Stuart Stone & CompanyBroker
February 1990 - June 1995 · 5 yrs 4 mos
First Hanover Securities, INC.Broker
September 1987 - December 1989 · 2 yrs 3 mos
Abacus Equity Services, INC.Broker
October 1986 - June 1987 · 8 mos
Cardell & Associates, IncorporatedBroker
November 1984 - October 1986 · 1 yr 11 mos
State Registrations2 states
FLNJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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