Gregory Barr
Gregory Barr is a registered investment advisor at Herbert J. Sims Capital Management, INC., based in Fairfield, CT, with 40 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 221 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.5M | 1.75% |
| $2.5M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Advisory fees are subject to negotiation and typically range from 1.25% to 2.50% of the initial value of the assets in the account per year, depending on the size of the account or household and services covered. Envestnet charges a flat annual operational fee of $25 based on services provided.
Fee Estimator
Location
2150 Post Road, Suite 301, Fairfield, CT, 06824
Get directionsHistory
Regulatory History (13)
Customer Dispute
December 2016Customer Dispute
December 2016Customer Dispute
October 2016Customer Dispute
October 2016Employment Separation After Allegations
June 2016Customer Dispute
June 2016Regulatory
June 2016Customer Dispute
June 2016Employment Separation After Allegations
May 2014Customer Dispute
December 2009Customer Dispute
August 2009Customer Dispute
May 2009Customer Dispute
May 2002Employment History
Current Registrations
Herbert J. Sims Capital Management, INC.
Previous Registrations
Stoever Glass Wealth Management, INC.
Stoever, Glass & Company INC.Broker
American Asset Management INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.