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Gregory Edward Barr

Herbert J. Sims Capital Management, INC.
40 Years of Experience
13 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
Herbert J. Sims Capital Management, INC.
Compensation
Fee-Only (AUM)
Firm Size
38 advisors
Number of Clients
221 clients
Average Client Portfolio
$845K average
Assets Under Management
$186.8M

Fee Structure

Minimum Investment:$50K

Location

2700 North Military Trail, Boca Raton, FL, 33432

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History

Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2016
Settled
Customer Dispute
December 2016
Settled
Customer Dispute
October 2016
Settled
Customer Dispute
October 2016
Settled
Employment Separation After Allegations
June 2016
Customer Dispute
June 2016
Settled
Regulatory
June 2016
Final
Customer Dispute
June 2016
Settled
Employment Separation After Allegations
May 2014
Customer Dispute
December 2009
Settled
Customer Dispute
August 2009
Settled
Customer Dispute
May 2009
Settled
Customer Dispute
May 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Herbert J. Sims Capital Management, INC.
January 2025 - Present · 1 yr 1 mo
Previous Registrations
Stoever Glass Wealth Management, INC.
March 2020 - January 2025 · 4 yrs 10 mos
Stoever, Glass & Company INC.Broker
August 2018 - March 2019 · 7 mos
American Asset Management INC.
November 2016 - March 2020 · 3 yrs 4 mos
Raymond James & Associates, INC.
July 2014 - July 2016 · 2 yrs
Raymond James & Associates, INC.Broker
June 2014 - July 2016 · 2 yrs 1 mo
Deutsche Bank Securities INC.
March 2012 - May 2014 · 2 yrs 2 mos
Deutsche Bank Securities INC.Broker
March 2012 - May 2014 · 2 yrs 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2012 · 2 yrs 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - April 2012 · 2 yrs 10 mos
Citigroup Global Markets INC.
April 1991 - June 2009 · 18 yrs 2 mos
Citigroup Global Markets INC.Broker
May 1989 - June 2009 · 20 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
August 1985 - May 1989 · 3 yrs 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1984 - August 1985 · 8 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.
Gregory Edward Barr - Financial Advisor | TrueAdvisor