Philip Pike
Philip Pike is a registered investment advisor at Herbert J. Sims Capital Management, INC., based in Boca Raton, FL, with 17 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Insurance Planning, and 2 more. Their firm serves 350 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.5M | 1.75% |
| $2.5M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fees are generally subject to negotiation and typically range from 1.25% to 2.50% per year.
Fee Estimator
Location
2700 N Military Trail, Suite 400, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2026Customer Dispute
July 2023Other Business ActivitiesSells Insurance
Philip is an Investment Advisor Representative with HJ Sims Capital Management, dedicating about half of his time to this role. He also spends minimal time on insurance business.
Employment History
Current Registrations
Herbert J. Sims Capital Management, INC.
Herbert J. Sims & CO, INC.Broker
Previous Registrations
Stoever Glass Wealth Management, INC.
Stoever, Glass & Company INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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