Shane Appelbaum
Shane Appelbaum is a registered investment advisor at Herbert J. Sims Capital Management, INC., based in Boca Raton, FL, with 22 years of industry experience. Shane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Insurance Planning, and 2 more. Their firm serves 350 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.5M | 1.75% |
| $2.5M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fees are generally subject to negotiation and typically range from 1.25% to 2.50% per year.
Fee Estimator
Location
2700 N. Military Trail, Suite 400, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2024Customer Dispute
February 2020Criminal
July 2019Other Business Activities
Shane Appelbaum is an investment adviser representative of HJ Sims Capital Management, dedicating about half of his time to this role. He primarily provides customized investment management services to high-net-worth individuals and associated entities.
Employment History
Current Registrations
Herbert J. Sims Capital Management, INC.
Herbert J. Sims & CO, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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