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Charles Levine
41 Years of Experience
Florham Park, NJ
1 DisclosureBroker
Charles Levine is a registered investment advisor at UBS Financial Services INC., based in Florham Park, NJ, with 41 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
500 Campus Drive, 2nd Floor, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2009Settled
Employment History
Current Registrations
UBS Financial Services INC.
March 2009 - Present · 17 yrs 7 mos
UBS Financial Services INC.Broker
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.
May 2002 - April 2009 · 6 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - April 2009 · 15 yrs 9 mos
Lehman Brothers INC.Broker
January 1988 - July 1993 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1984 - February 1988 · 3 yrs 2 mos
State Registrations28 states
AZCACOCTDCDEFLGAILKSKYLAMAMDMEMNMTNCNJNMNVNYPARISCTNVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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