LS
LS

Laura Strubel

32 Years of Experience
Florham Park, NJ
2 DisclosuresBroker

Laura Strubel is a registered investment advisor at UBS Financial Services INC., based in Florham Park, NJ, with 32 years of industry experience. Laura is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

500 Campus Drive, Florham Park, NJ, 07932

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Settled
Customer Dispute
April 2008
Settled
Other Business Activities

Laura is the proprietor and owner of a real estate rental property, 23 Roxiticus Road, LLC, which she manages and maintains since December 2024.

Employment History
Current Registrations
UBS Financial Services INC.
May 2002 - Present · 24 yrs 5 mos
UBS Financial Services INC.
December 1993 - Present · 32 yrs 10 mos
UBS Financial Services INC.Broker
December 1993 - Present · 32 yrs 10 mos
State Registrations40 states
AZCACOCTDCDEFLGAHIIAILINKYLAMAMDMEMIMOMTNCNHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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