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Ashraf Elghandour

UBS Financial Services INC.
38 Years of Experience
Florham Park, NJ
1 DisclosureBroker
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Ashraf Elghandour is a registered investment advisor at UBS Financial Services INC., based in Florham Park, NJ, with 38 years of industry experience. Ashraf is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

500 Campus Drive, 2nd Floor, Florham Park, NJ, 07932

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ashraf is a managing partner in Charal Reality Investors LLC, owning commercial property since 2001. He is also involved in developing and marketing movie scripts, authored a novel, develops health and fitness equipment, and is an adjunct professor of finance at St. Petersburg College.

Employment History
Current Registrations
UBS Financial Services INC.
February 2012 - Present · 14 yrs 8 mos
UBS Financial Services INC.
February 2012 - Present · 14 yrs 8 mos
UBS Financial Services INC.Broker
February 2012 - Present · 14 yrs 8 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2002 - April 2007 · 4 yrs 10 mos
Morgan Stanley Dw INC.Broker
October 2001 - April 2007 · 5 yrs 6 mos
Salomon Smith Barney INC.Broker
July 1993 - October 2001 · 8 yrs 3 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
State Registrations13 states
CAFLGAILKYNCNHNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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