FL
FL

Frank Laezza

37 Years of Experience
New York, NY
1 DisclosureBrokerSells Insurance

Frank Laezza is a registered investment advisor at Morgan Stanley, based in New York, NY, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1997
Denied
Other Business ActivitiesSells Insurance

Frank is the owner of 525 East 86th Street Group, LLC for insurance purposes, and co-owner of LaezzaCW, LLC (land purchase) and JALCW, LLC (car wash). He dedicates minimal time to these activities.

Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
March 1990 - July 1993 · 3 yrs 4 mos
Drexel Burnham Lambert IncorporatedBroker
November 1988 - March 1990 · 1 yr 4 mos
State Registrations39 states
ALAZCACOCTDCDEFLGAHIIDILMAMDMEMIMNMOMTNCNHNJNVNYOHOKORPAPRRISCTNTXUTVAVTWAWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Frank Laezza - Financial Advisor | TrueAdvisor