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CFP
MW
CFP

Mark Wiegenstein

Raymond James Financial Services Advisors, INC
41 Years of Experience
Mesa, AZ
Broker
View SEC Summary
View SEC Summary

Mark Wiegenstein is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mesa, AZ, with 41 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3654 North Power Road, Suite 144, Mesa, AZ, 85215

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark is the sole owner and managing member of Wiegenstein & Associates, LLC, which owns the registered trade name Cradlestone Wealth Services. He spends minimal time on Cradlestone Wealth Services and a few hours per week on Wiegenstein & Associates, LLC.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2012 - Present · 14 yrs
Raymond James Financial Services, INC.Broker
July 2000 - Present · 26 yrs 3 mos
Previous Registrations
Salomon Smith Barney INC.Broker
January 1995 - July 2000 · 5 yrs 6 mos
Everen Securities, INC.Broker
February 1991 - January 1995 · 3 yrs 11 mos
Prudential-Bache Securities INC.Broker
November 1987 - February 1991 · 3 yrs 3 mos
Prudential-Bache Securities INC.Broker
October 1987 - February 1991 · 3 yrs 4 mos
E. F. Hutton & Company INCBroker
December 1984 - October 1987 · 2 yrs 10 mos
State Registrations30 states
ALAZCACODEFLIAIDILINKSKYMIMNMOMTNCNENHNMNVNYORSCSDTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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