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Daniel Kosisky
40 Years of Experience
Mesa, AZ
2 DisclosuresBroker
Daniel Kosisky is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mesa, AZ, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
3654 North Power Road, Suite 144, Mesa, AZ, 85215
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2009Settled
Customer Dispute
February 2005Denied
Other Business Activities
Daniel is the owner of Kosisky Financial Services, an investment-related support company. He dedicates a few hours per week to this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2009 - Present · 17 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2009 - Present · 17 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
November 2008 - May 2009 · 6 mos
UBS Financial Services INC.
August 2003 - February 2005 · 1 yr 6 mos
UBS Financial Services INC.Broker
January 2001 - May 2009 · 8 yrs 4 mos
Dean Witter Reynolds INC.Broker
November 1994 - February 2001 · 6 yrs 3 mos
Everen Securities, INC.Broker
February 1991 - October 1994 · 3 yrs 8 mos
Prudential-Bache Securities INC.Broker
October 1987 - February 1991 · 3 yrs 4 mos
E. F. Hutton & Company INCBroker
April 1985 - October 1987 · 2 yrs 6 mos
American Network Securities CORP.Broker
March 1985 - March 1985 · 0 mos
State Registrations13 states
ALAZCADEILKYMNNMNVORSCWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.