John Romano is a registered investment advisor at Cfm Advisors INC, based in Hauppauge, NY, with 21 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 2,081 clients with $3.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
2,081 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$3.5B
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $8.0M | 0.80% |
| $8M+ | 0.50% |
Fees may be negotiable on a client-by-client basis.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1373 Veterans Highway, Suite 10, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (3)
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Regulatory
May 2001Final
Regulatory
September 1996Final
Civil
September 1994Final
Employment History
Current Registrations
Cfm Advisors INC
May 2021 - Present · 4 yrs 11 mos
Previous Registrations
Aegis Capital CORP.Broker
September 1992 - November 2001 · 9 yrs 2 mos
Aegis Capital CORP.Broker
August 1992 - August 1992 · 0 mos
Castle Securities CORP.Broker
March 1989 - September 1992 · 3 yrs 6 mos
Investors Center, INC.Broker
December 1984 - March 1989 · 4 yrs 3 mos
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.