SG
SG
Stephen Gerek
27 Years of Experience
Charlotte, NC
1 DisclosureBroker
Stephen Gerek is a registered investment advisor at Alight Financial Advisors, LLC, based in Charlotte, NC, with 27 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 195,957 clients with $35B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
65 advisors
Number of Clients
195,957 clients
Average Client Portfolio
$179K average
Assets Under Management
$35.1B
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 0.50% |
| $100K - $250K | 0.40% |
| $250K+ | 0.30% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
9300 Harris Corners Parkway, Suite 105, Charlotte, NC, 28269
Get directionsHistory
Regulatory History (1)
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Criminal
February 1982Final Disposition
Employment History
Current Registrations
Alight Financial Advisors, LLC
June 2021 - Present · 5 yrs 1 mo
Alight Financial Solutions, LLCBroker
June 2021 - Present · 5 yrs 1 mo
Alight Financial Solutions, LLC
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Truist Advisory Services, INC.
August 2016 - February 2021 · 4 yrs 6 mos
Suntrust Investment Services, INC.
November 2015 - December 2016 · 1 yr 1 mo
Truist Investment Services, INC.Broker
October 2015 - February 2021 · 5 yrs 4 mos
Cuso Financial Services, L.P.
November 2014 - April 2015 · 5 mos
Cuso Financial Services, L.P.Broker
October 2014 - April 2015 · 6 mos
Strategic Advisers, INC.
February 2012 - April 2013 · 1 yr 2 mos
Fidelity Brokerage Services LLCBroker
January 2012 - April 2013 · 1 yr 3 mos
Merrimac Asset Management
October 2009 - December 2010 · 1 yr 2 mos
Merrimac Corporate Securities, INC.Broker
May 2009 - December 2010 · 1 yr 7 mos
The Leaders Group, INC.Broker
October 2003 - May 2007 · 3 yrs 7 mos
Ameritas Investment CORP.Broker
June 2001 - July 2002 · 1 yr 1 mo
American Classic Securities, INC.Broker
September 2000 - November 2000 · 2 mos
First Union Brokerage Services, INC.Broker
July 1997 - May 1998 · 10 mos
Jmc Financial CorporationBroker
November 1994 - July 1995 · 8 mos
Uslife Equity Sales CORP.Broker
November 1993 - February 1994 · 3 mos
Cigna Securities, INC.Broker
October 1989 - November 1992 · 3 yrs 1 mo
Integrated Resources Investment Centers, INC.Broker
June 1988 - September 1989 · 1 yr 3 mos
The Dreyfus Service CorporationBroker
January 1985 - June 1988 · 3 yrs 5 mos
State Registrations2 states
FLNC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.