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ChFC
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ChFC

Edgar Roberts

Esi Financial Advisors
41 Years of Experience
Charlotte, NC
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Edgar Roberts is a ChFC-designated registered investment advisor at Esi Financial Advisors, based in Charlotte, NC, with 41 years of industry experience. Edgar is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 12,379 clients with $2.8B in assets under management.

Esi Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
534 advisors
Number of Clients
12,379 clients
Average Client Portfolio
$224K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.35%

Rates reflect the primary schedule used in programs like American Funds and Schwab Retirement Advisor Services. Other programs have different maximum fees (AssetMark up to 1.50%, Saratoga up to 2.00%, SEI up to 1.75% plus 0.05% administrative fee). Actual fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1515 Mockingbird Lane, Suite 800, Charlotte, NC, 28209

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Edgar is involved in legal consulting, insurance sales (life, LTC, and annuities), and real estate ownership/management. He dedicates about three-quarters of his time to insurance sales and minimal time to real estate, while also working with Advanced Life Case Insurance Services.

Employment History
Current Registrations
Esi Financial Advisors
February 2000 - Present · 26 yrs 8 mos
Equity Services, INC.Broker
March 1985 - Present · 41 yrs 7 mos
State Registrations20 states
AZCACODEFLGAILINKYMAMDNCNYORSCTNVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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