MS
MS
Michael Scotto is a registered investment advisor at Morgan Stanley, based in New York, NY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
399 Park Avenue, 12th Floor, New York, NY, 10022
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2020Denied
Customer Dispute
March 2003Denied
Customer Dispute
January 2003Denied
Other Business Activities
Michael is a trustee for the Spring Lake Community House and is involved with Bird Crossing LLC and Family investment 73 LLC, both real estate ventures. He also serves as a trustee/co-trustee for two trusts, dedicating minimal time to these activities.
Employment History
Current Registrations
Morgan Stanley
May 2014 - Present · 12 yrs 2 mos
Morgan StanleyBroker
May 2014 - Present · 12 yrs 2 mos
Morgan Stanley
May 2014 - Present · 12 yrs 2 mos
Previous Registrations
Clearbridge Investments, LLC
December 2011 - May 2014 · 2 yrs 5 mos
Legg Mason Investor Services, LLCBroker
November 2011 - May 2014 · 2 yrs 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2011 · 2 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2011 · 2 yrs 4 mos
Citigroup Global Markets INC.
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
April 2008 - June 2009 · 1 yr 2 mos
Clearbridge Advisors, LLC
December 2005 - April 2008 · 2 yrs 4 mos
Legg Mason Investor Services, LLCBroker
December 2005 - April 2008 · 2 yrs 4 mos
Citigroup Global Markets INC.
September 1999 - December 2005 · 6 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - December 2005 · 12 yrs 5 mos
Lehman Brothers INC.Broker
February 1985 - July 1993 · 8 yrs 5 mos
State Registrations45 states
ALARAZCACOCTDCDEFLGAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.