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CFP
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CFP

Stephen Soper

Orange Investment Advisors, INC.
21 Years of Experience
Goshen, NY
1 Disclosure
View SEC Summary
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Stephen Soper is a CFP-designated registered investment advisor at Orange Investment Advisors, INC., based in Goshen, NY, with 21 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 1,391 clients with $1.7B in assets under management.

Orange Investment Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
1,391 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.7B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$3,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.20%
$1.0M - $2.0M1.00%
$2.0M - $3.0M0.80%
$3.0M - $5.0M0.60%
$5M+0.50%

Fees vary by asset type. The primary schedule for equities, fixed income, and cash is shown. Other asset classes have separate schedules, such as fixed income only (0.60% down to 0.40%) and mutual funds (1.00%). Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

117 Grand Street, 2nd Floor, Goshen, NY, 10924

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1993
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Orange Investment Advisors, INC.
February 2026 - Present · 8 mos
Previous Registrations
MML Investors Services, LLCBroker
July 2024 - July 2024 · 0 mos
Osaic Institutions, INC.Broker
July 2023 - December 2023 · 5 mos
Osaic Institutions, INC.
July 2023 - December 2023 · 5 mos
Wright Investors Service INC
February 2022 - April 2023 · 1 yr 2 mos
Wright Investors' Service Distributors, INC.Broker
February 2022 - April 2023 · 1 yr 2 mos
Raymond James Financial Services Advisors, INC
May 2021 - February 2022 · 9 mos
Raymond James Financial Services, INC.Broker
April 2021 - February 2022 · 10 mos
Wright Investors' Service Distributors, INC.Broker
November 2016 - February 2018 · 1 yr 3 mos
Wright Investors Service INC
March 2010 - November 2014 · 4 yrs 8 mos
Wright Investors' Service Distributors, INC.Broker
July 2009 - June 2013 · 3 yrs 11 mos
TD Ameritrade, INC.
April 2008 - November 2008 · 7 mos
Amerivest Investment Management, LLC
April 2008 - November 2008 · 7 mos
TD Ameritrade, INC.Broker
April 2008 - November 2008 · 7 mos
Bernzott Capital Advisors
August 2007 - December 2007 · 4 mos
Wells Fargo Investments, LLC
May 2006 - June 2007 · 1 yr 1 mo
Wells Fargo Investments, LLCBroker
May 2006 - June 2007 · 1 yr 1 mo
Banc of America Investment Services, INC.
January 2003 - January 2003 · 0 mos
Banc of America Investment Services, INC.Broker
June 2001 - January 2003 · 1 yr 7 mos
Wright Investors' Service Distributors, INC.Broker
November 1990 - February 1996 · 5 yrs 3 mos
Murphey Favre, INC.Broker
May 1989 - March 1990 · 10 mos
Prudential-Bache Securities INC.Broker
March 1985 - December 1986 · 1 yr 9 mos
State Registrations1 state
NY
Advisor

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Exams
No exam information available for this advisor.
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