JK
JK
John Kiffel is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530
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Regulatory History (2)
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Customer Dispute
March 2012Settled
Customer Dispute
May 2001Settled
Employment History
Current Registrations
Morgan Stanley
January 2011 - Present · 15 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - December 2010 · 1 yr 6 mos
Morgan Stanley & CO. IncorporatedBroker
April 2009 - June 2009 · 2 mos
Morgan Stanley & CO. Incorporated
April 2009 - June 2009 · 2 mos
UBS Financial Services INC.
September 2002 - April 2009 · 6 yrs 7 mos
UBS Financial Services INC.Broker
July 1992 - April 2009 · 16 yrs 9 mos
Lehman Brothers INC.Broker
April 1985 - July 1992 · 7 yrs 3 mos
State Registrations37 states
ALARAZCACOCTDCDEFLGAHIIAILKSMAMDMEMIMNMONCNHNJNVNYOHORPARISCTNTXVAVTVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.