BS
BS
Bernard Sandler
40 Years of Experience
Cornelius, NC
5 DisclosuresBroker
Bernard Sandler is a registered investment advisor at Morgan Stanley, based in Cornelius, NC, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
17505 West Catawba Avenue, Suite 300, Cornelius, NC, 28031
Get directionsHistory
Regulatory History (5)
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Customer Dispute
June 2012Denied
Customer Dispute
May 2012Settled
Customer Dispute
July 2009Settled
Customer Dispute
December 2000Denied
Customer Dispute
October 1994Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
September 2005 - February 2006 · 5 mos
Legg Mason Wood Walker, IncorporatedBroker
September 1999 - February 2006 · 6 yrs 5 mos
Salomon Smith Barney INC.Broker
July 1985 - September 1999 · 14 yrs 2 mos
State Registrations25 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.