Bernard Sandler
Bernard Sandler is a registered investment advisor at Morgan Stanley, based in Cornelius, NC, with 41 years of industry experience. Bernard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
17505 West Catawba Avenue, Suite 300, Cornelius, NC, 28031
Get directionsHistory
Regulatory History (5)
Customer Dispute
June 2012Customer Dispute
May 2012Customer Dispute
July 2009Customer Dispute
December 2000Customer Dispute
October 1994Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Salomon Smith Barney INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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