MC
MC
Matthew Clauss is a registered investment advisor at Morgan Stanley, based in Cornelius, NC, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
17505 West Catawba Avenue, Suite 300, Cornelius, NC, 28031
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2003Closed-No Action
Employment History
Current Registrations
Morgan StanleyBroker
May 2019 - Present · 7 yrs
Morgan Stanley
May 2019 - Present · 7 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - May 2019 · 15 yrs 10 mos
Wells Fargo Clearing Services, LLC
July 2003 - May 2019 · 15 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2002 - June 2003 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1992 - June 2003 · 11 yrs 1 mo
State Registrations17 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.