KB
KB
Kevin Butler
28 Years of Experience
Woodland Hills, CA
6 DisclosuresBroker
Kevin Butler is a registered investment advisor at Morgan Stanley, based in Woodland Hills, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
21650 Oxnard Street, Suite 1800, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History (6)
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Customer Dispute
October 2016Settled
Customer Dispute
February 2016Settled
Customer Dispute
September 2015Settled
Customer Dispute
June 2009Settled
Criminal
August 1991Final Disposition
Criminal
March 1989Final Disposition
Employment History
Current Registrations
Morgan StanleyBroker
January 2010 - Present · 16 yrs 8 mos
Morgan Stanley
January 2010 - Present · 16 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2003 - January 2010 · 6 yrs 6 mos
Wells Fargo Advisors, LLC
July 2003 - January 2010 · 6 yrs 6 mos
Prudential Securities Incorporated
July 2000 - July 2003 · 3 yrs
Prudential Securities IncorporatedBroker
July 2000 - July 2003 · 3 yrs
Dean Witter Reynolds INC.Broker
January 1998 - July 2000 · 2 yrs 6 mos
State Registrations35 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.