TrueAdvisor
TrueAdvisor
JS
JS

Jennifer Suminguit

Morgan Stanley
19 Years of Experience
Cornelius, NC
1 DisclosureBroker
View SEC Summary
View SEC Summary

Jennifer Suminguit is a registered investment advisor at Morgan Stanley, based in Cornelius, NC, with 19 years of industry experience. Jennifer is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

View Full SEC Brochure

Location

17505 West Catawba Avenue, Suite 300, Cornelius, NC, 28031

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2022
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jennifer is a board member of Creative Art Exchange. This activity is not investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
March 2009 - June 2009 · 3 mos
Morgan Stanley & CO. IncorporatedBroker
March 2009 - June 2009 · 3 mos
Wachovia Securities, LLCBroker
January 2008 - March 2009 · 1 yr 2 mos
Wachovia Securities, LLC
January 2008 - March 2009 · 1 yr 2 mos
A. G. Edwards & Sons, INC.
November 2006 - January 2008 · 1 yr 2 mos
A. G. Edwards & Sons, INC.Broker
November 2006 - January 2008 · 1 yr 2 mos
State Registrations28 states
AKCACODCFLGAIAILINKYMAMDMIMNNCNVNYOHOKORPASCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Cornelius, NC →All financial advisors in North Carolina →