RH
RH

Robert Hisle

40 Years of Experience
Scottsdale, AZ
7 DisclosuresBroker

Robert Hisle is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Scottsdale, AZ, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

14648 N Scottsdale Rd, Ste 175, Scottsdale, AZ, 85254

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2003
Final
Customer Dispute
March 2003
Settled
Customer Dispute
March 2003
Settled
Customer Dispute
February 2003
Settled
Customer Dispute
February 2003
Settled
Customer Dispute
February 2003
Settled
Customer Dispute
July 2002
Denied
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
March 2007 - Present · 19 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
March 2007 - Present · 19 yrs 4 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2006 - March 2007 · 7 mos
UBS Financial Services INC.
August 2006 - March 2007 · 7 mos
Piper Jaffray & CO.
July 2005 - August 2006 · 1 yr 1 mo
Piper Jaffray & CO.
July 2002 - December 2004 · 2 yrs 5 mos
Piper Jaffray & CO.Broker
July 2002 - August 2006 · 4 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, INC.Broker
May 1992 - July 2002 · 10 yrs 2 mos
Smith, Gaylor, INC.Broker
April 1991 - May 1992 · 1 yr 1 mo
City Securities CorporationBroker
September 1985 - April 1991 · 5 yrs 7 mos
State Registrations26 states
AZCACOCTFLIAIDILINKYMAMDMNMSMTNCNVNYORPASCTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Hisle - Financial Advisor | TrueAdvisor