HB
CFP · ChFC
HB
CFP · ChFC
Harry Barth is a CFP, ChFC-designated registered investment advisor, based in Orange, CA, with 54 years of industry experience.
Location
333 City Boulevard West,, Suite 2050, Orange, CA, 92868-2944
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 1987Settled
Other Business ActivitiesSells Insurance
Harry is a managing partner at Barth Calderon LLP, a law firm, dedicating about half his time. He also spends about a quarter of his time as managing member of Secura LLC, an independent RIA, and a few hours per week as president of Bentley Financial Inc., where his duties include insurance sales. Finally, he spends minimal time as a registered representative with Arkadios Capital.
Employment History
Current Registrations
Arkadios CapitalBroker
March 2024 - Present · 2 yrs 2 mos
Secura Financial
November 2006 - Present · 19 yrs 6 mos
Previous Registrations
Crown Capital Securities, L.P.Broker
January 2015 - April 2024 · 9 yrs 3 mos
J. W. Cole Advisors, INC.
January 2014 - December 2014 · 11 mos
J.W. Cole Financial, INC.Broker
May 2013 - December 2014 · 1 yr 7 mos
Financial Advisers of America, LLCBroker
June 2012 - May 2013 · 11 mos
LPL Financial LLC
October 1994 - December 2011 · 17 yrs 2 mos
LPL Financial LLCBroker
June 1993 - June 2012 · 19 yrs
Sentra Securities CorporationBroker
February 1989 - July 1993 · 4 yrs 5 mos
Painewebber IncorporatedBroker
January 1988 - October 1988 · 9 mos
Sentra Securities CorporationBroker
April 1987 - July 1993 · 6 yrs 3 mos
Global Investor Securities, INC.Broker
April 1986 - October 1987 · 1 yr 6 mos
Profile Investments CorporationBroker
October 1985 - February 1989 · 3 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
April 1984 - February 1989 · 4 yrs 10 mos
Guardian Investor Services CorporationBroker
April 1983 - April 1984 · 1 yr
Global Investor Securities, INC.Broker
March 1983 - February 1986 · 2 yrs 11 mos
Suncan Equity Services CompanyBroker
April 1976 - February 1983 · 6 yrs 10 mos
Maccabees Mutual Equity Sales CompanyBroker
November 1974 - May 1976 · 1 yr 6 mos
The Prudential Insurance Company of AmericaBroker
June 1970 - September 1973 · 3 yrs 3 mos
State Registrations12 states
AKAZCAFLLAMTNVORSCTXUTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.