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CFP
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CFP

E. Kanel

LPL Financial LLC
40 Years of Experience
Torrance, CA
1 DisclosureBroker
View SEC Summary
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E. Kanel is a CFP-designated registered investment advisor at LPL Financial LLC, based in Torrance, CA, with 40 years of industry experience. E. is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2780 Skypark Dr Ste 460, Torrance, CA, 90505

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

E. operates under the DBA Patriot Wealth Management for LPL business and is associated with MVK Financial Services, Inc., both investment-related. E. also has a 5% stake in Patriot Air, LLC (helicopter pilot), dedicating a few hours per week outside of trading hours.

Employment History
Current Registrations
LPL Financial LLC
October 2018 - Present · 8 yrs
LPL Financial LLCBroker
October 2018 - Present · 8 yrs
Previous Registrations
Summit Financial Group INC
April 2009 - November 2018 · 9 yrs 7 mos
Summit Brokerage Services, INC.Broker
April 2009 - November 2018 · 9 yrs 7 mos
LPL Financial Corporation
December 1997 - April 2009 · 11 yrs 4 mos
LPL Financial CorporationBroker
October 1994 - April 2009 · 14 yrs 6 mos
Chubb Securities CorporationBroker
October 1992 - October 1994 · 2 yrs
Sunamerica Securities, INC.Broker
May 1992 - September 1992 · 4 mos
Marketing One Securities, INC.Broker
March 1992 - August 1992 · 5 mos
Anchor National Financial Services, INC.Broker
March 1990 - May 1992 · 2 yrs 2 mos
John Hancock Mutual Life Insurance CompanyBroker
October 1985 - April 1992 · 6 yrs 6 mos
John Hancock Distributors, INC.Broker
October 1985 - December 1989 · 4 yrs 2 mos
State Registrations23 states
ARAZCACOFLGAIDILKYMAMDMTNCNMNVNYOKORRITNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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