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Mark Trimmer

Raymond James Financial Services Advisors, INC
37 Years of Experience
Albuquerque, NM
6 DisclosuresBroker
View SEC Summary
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Mark Trimmer is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Albuquerque, NM, with 37 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10211 Montgomery Avenue, Suite 4, Albuquerque, NM, 87111

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2023
Judgment / Lien
June 2022
Judgment / Lien
October 2018
Judgment / Lien
September 2012
Judgment / Lien
January 2011
Customer Dispute
November 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark owns Broken Road Promotions, a marketing and writing service, since 2011. He dedicates a few hours per week to this business.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2019 - Present · 7 yrs 1 mo
Raymond James Financial Services Advisors, INC
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
RBC Capital Markets, LLCBroker
September 2011 - September 2019 · 8 yrs
RBC Capital Markets, LLC
September 2011 - September 2019 · 8 yrs
Raymond James Financial Services Advisors, INC
January 2009 - September 2011 · 2 yrs 8 mos
Raymond James Financial Services
March 2002 - January 2009 · 6 yrs 10 mos
Raymond James Financial Services, INC.Broker
March 2002 - September 2011 · 9 yrs 6 mos
Ws Griffith Securities, INC.Broker
June 1993 - March 2002 · 8 yrs 9 mos
Phoenix Equity Planning CorporationBroker
November 1992 - June 1993 · 7 mos
Thornburg Securities CorporationBroker
August 1987 - February 1991 · 3 yrs 6 mos
Blinder, Robinson & Co.,inc.Broker
August 1985 - October 1985 · 2 mos
State Registrations11 states
AKAZCACOFLIDKSMNNCNMTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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