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Donald Fox

40 Years of Experience
Frontenac, MO
3 DisclosuresBroker

Donald Fox is a registered investment advisor at Wells Fargo Advisors, based in Frontenac, MO, with 40 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10369 Clayton Rd, Frontenac, MO, 63131

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 1989
Employment Separation After Allegations
April 1989
Criminal
July 1981
Final Disposition
Other Business Activities

Donald is a passive investor in Fiduciary Benchmarks Inc. since 2007, which provides data to the retirement plan industry, and spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors
January 2001 - Present · 25 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
September 1990 - Present · 36 yrs 1 mo
Wells Fargo Clearing Services, LLC
September 1990 - Present · 36 yrs 1 mo
Previous Registrations
Blunt Ellis & Loewi IncorporatedBroker
November 1989 - September 1990 · 10 mos
Painewebber IncorporatedBroker
May 1989 - November 1989 · 6 mos
Kidder, Peabody & CO. IncorporatedBroker
January 1986 - May 1989 · 3 yrs 4 mos
State Registrations22 states
ARAZCACOCTDEFLGAIAILINMDMOMSNJNVOHOKTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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